Responsibilities:
- Manage compliance investigations including data review, conducting interviews of potential witnesses and subjects of the case, and drafting investigation reports
- Assist with determining root cause analysis and recommending corrective action plans that address concerns or errors potentially discovered in the investigation
- Oversee operational matters and perform other operational reviews, ensuring they are executed in a sensitive and confidential manner and with the highest levels of integrity, efficiency, and respectability, using investigating tools and methodologies
- Manage R1s hotline system to ensure that all incoming complaints and concerns are timely and carefully handled, and appropriate follow-up action is taken
- Assist with reviewing the compliance mailbox intake system and respond to inquiries as appropriate
- Manage the security and storage of information, evidence, and documents related to investigations
- Assist with preparing reports on investigation related metrics on an ad-hoc basis for presentation to senior management
- Assist Compliance,



and HR as necessary, to ensure the effective and productive functioning of the investigation process and any other related duties as assigned from time to time
- Stay informed of relevant compliance investigation best practices
- Assist the global Integrity & Ethics team in the development and distribution of compliance-related training materials and integrity insights

Required Qualifications:
- Masters Degree or PGDM or CA, LLB/LLM
- Minimum of 3 years of investigation experience in auditing firms or with an MNC.
- Ability to read, comprehend and interpret detailed, complex written material and review data
- Ability to simultaneously consider numerous facts, perceive patterns and relationships, develop theories about past occurrences based on numerous pieces of information or evidence, compare and interpret information, recognize and examine discrepancies, and draw logical conclusions
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📌 Senior Specialist (Gurugram)
🏢 R1 RCM Global Private
📍 Gurugram