National Commodity u0026 Derivatives Exchange (NCDEX)
|
Mumbai
12 Sep
National Commodity u0026 Derivatives Exchange (NCDEX)
Mumbai
Job Purpose:
To ensure support to Compliance team to handle for all matters relating to compliance operations.
Key Result Areas: 1.Managing Inward and outward SEBI correspondences
SEBI communication tracking and escalation
Maintain PO/DD list of members
Monitoring FIU Alerts, disseminate FIU Guidelines to members as and when applicable
Organize and manage PML compliances
Administrative Support and assistance in high impacting Compliance initiatives
Handling documentation of correspondence between Exchange and the SEBI
Managing custody of agreements/undertaking
Drafting Board Agendas
Administrative Support and assistance to CCO
Preferred Profile: -
Educational Qualification
LLB / MBA or similar degree from a reputed University / Institute
Experience
0 to 4 years of total experience with relevant 2 years of experience in Investor Grievance / Customer Service Department
Skills Required
Valuable communication skills (English/ Hindi)
Soft Skills
Computer knowledge (e.g. Microsoft suite MS Word, Excel, PowerPoint)
Functional Competencies required
Drafting letters and other documents
Knowledge and understanding of Exchange ecosystem and operations
Understanding and interpreting provisions of law in the area of the work related to the Department
Awareness of the developments in the area of arbitration laws and bye laws, rules and regulations