PineBridge Investments, A MetLife Investment Management company.
MetLife Investment Management (MIM) has successfully acquired PineBridge as of December 30, 2025.
MetLife Investment Management and PineBridge Investments now have more to offer; Together, we have more than $700 billion in assets under management as of September 2026 and aim to
deliver consistent risk-adjusted returns. From multi-asset, equities, and fixed income to private credit and
real estate, we offer specialized capabilities backed by a broader global reach and regionally grounded
Join us and experience the excitement of working with the
brightest minds in the industry, shaping the future of asset management.
Compliance Risk Management (CRM) delivers a compliance risk framework that enables the
businesses and functions to comply with applicable internal and external rules and regulations, maintain
risk levels within MetLife's risk appetite, and integrate ethics and compliance principles across MetLife.
Within CRM, the MIM Compliance department provides oversight and coverage to MetLife Investment
Management (MIM), MetLife's institutional investment management business, and to MetLife's brokerdealers.
The Role: MIM Compliance is seeking an engaged, detail oriented, and self-motivated Compliance Officer
The Compliance Officer will be primarily responsible for key investment adviser and
broker-dealer compliance activities, including but not limited to code of ethics, gifts & entertainment,
outside business activities, email surveillance, regulatory reporting, and electronic communications. role will work closely with other members of MIM Compliance as well as other functional partner and
business stakeholders as needed.
Support the Code of Ethics Compliance Program, including reviewing personal trading requests, account

disclosures, certifications, restricted lists,



and employee compliance monitoring.
~ Review and approve gifts and entertainment disclosures monitoring, reporting, and related conflicts of

Support the broker-dealer branch office inspection program by preparing documentation, reports, and

assisting with risk assessments.
~ Review outside business activities and private securities transaction reviews, including risk assessments,

potential policy or regulatory violations as appropriate.
Coordinate and support certain broker-dealer regulatory filings, including complaints reporting.
Execute compliance monitoring and testing activities, document findings, track remediation efforts, and
Maintain and enhance compliance policies, procedures, training, and governance processes to address

evolving regulatory requirements and business activities.
Respond to questions and requests from business stakeholders.
Draft and maintain compliance procedures for code of ethics / personal trading, gifts & entertainment,
outside business activities, email surveillance, regulatory reporting, electronic communications and
Provide other ad hoc compliance support to the broader MIM Compliance team.

Reports to: Vice President, Core Compliance
Compliance, Legal, other functional partners and business stakeholders
Candidate Qualifications, Essential Business Experience, Competencies, and Technical Skills:
~5+ years of compliance experience, including experience preparing regulatory filings across multiple





legal entities and jurisdictions.
~ Broad understanding of key US regulatory requirements applicable to registered investment advisers

supervision.
Educational background – minimum bachelor's degree.
Systems – StarCompliance experience a plus.
Champion Inclusion – Foster an workplace where everyone is valued, heard, and can speak up
Enable Solutions – Anticipate and address obstacles while managing risk
named a 'Best Place to Work in Money Management' by Pensions & Investments, a leading industry
designation which recognizes the best employers in the asset management industry by evaluating employer
benefits, policies, and responses to an employee survey. Merit awards for 'Talent Acquisition' and 'Employee Benefits.' was recognized as a finalist at the 100 Women in Finance's APAC Industry Diversity, Equity & Inclusion Award.
childcare program to support working parents and flexible work arrangements so you can be there for the
We also provide a competitive retirement plan and tuition reimbursement.
Furthermore, we have a robust list of professional development opportunities with the goal of engaging,
retaining, and developing our talent.
empowerment, and independence as we honor our heritage and our roots.
providing opportunities for all qualified persons and maintaining an environment free from all forms of
PineBridge is dedicated to recruiting, hiring, training and
disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military
status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis
protected by applicable federal, state or local laws. that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, skills, and

📌 Senior Compliance Analyst (Monitoring and Testing) (Mumbai)
🏢 MetLife Investment Management (MIM)
📍 Mumbai