Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. Nomura Services, India supports the group's global businesses. With world-class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support, the firm plays a key role in facilitating the group's global operations.

Our approach to inclusion encompasses a variety of initiatives, including sensitization campaigns, implementing conducive policies & programs, providing infrastructure support and engaging in community events. We are proud recipients of the prestigious Top 10 Employers award by the India Workplace Equality Index (IWEI), IWEI Gold Employer of Choice awards, India CSR Leadership Award 2024 for Holistic Village Development Program and the YUVA Unstoppable Changemaker Awards.
The GCIO function oversees group-wide technology, operations, and our data office. Our purpose is to support Nomura's business strategy and deliverconsistent group-wide services based on common operating principles. We are aligned to our keybusinesses across the group and operate enterprise-wide functions for risk management, governance andcontrols, supply chain and infrastructure.
The Chief Controls Office (CCO) is a key function within GCIO and our purpose is aligned to the GCIO Strengthen & Protect strategic pillar. We are a global team focused on strengthening our non-financial risk management framework enabling the business to accelerate strategic delivery,



whilst enhancing our ability to dynamically manage risks and evidence that we are operating in control.
CCO function is on a multi-year global transformation journey which starts with building the right foundations especially the right skills and capabilities within our global team.

Business Overview:
The candidate will be responsible for design adequacy and operating effectiveness testing of controls relevant to GCIO risks - such as Information Technology (IT), Information Security (IS), Data Management etc.
This is an excellent opportunity for an experienced Controls Tester looking for a career development opportunity. The ideal candidate will have a strong background in controls testing within financial services and excellent analytical and problem-solving skills .
Execute controls testing procedures in accordance with the established methodology and testing plans, ensuring the accuracy and completeness of testing activities.
Document testing workpapers clearly and concisely, providing sufficient evidence to support findings and conclusions, including recommendations for remediation and management action.
Identify and escalate potential control deficiencies and areas for improvement, providing supporting documentation and analysis.
Analyse testing results, identify trends and patterns that may indicate control weaknesses or areas of heightened risk.
Collaborate with various departments within GCIO for control walkthroughs, sampling, evidence collection etc.
Maintain up-to-date knowledge of industry standards and best practices related to controls testing.
Support the creation of GCIO Controls Assurance management information (MI)
7 to 9 years' experience in Information Security controls testing.

- Strong understanding of Information Security, for example, data protection, vulnerability assessment, penetration testing, security events and monitoring, data loss prevention, endpoint detection and response, network security etc
- Knowledge of industry standards like NIST and ITIL
- Experience operating in a regulated workplace and managing stakeholders across the Three Lines of Defense.

📌 Lead Risk Governance Analyst (Mumbai)
🏢 Nomura Capital (india)
📍 Mumbai