Reporting to: Investment Compliance Risk Team Lead
Overview and Purpose of the Role
The Investment Compliance Risk Analyst will be responsible for managing a portfolio of Funds-Axis Technology client relationships, ensuring delivery of a consistently high level of service to clients. You will be adaptable and hard-working, and demonstrate robust communication skills both in relations with your team and with the wider Funds-Axis business. You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.
Key Responsibilities
1. To manage all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including in respect of (as applicable):
- Regulatory rules
- Investment compliance
- Scheme mandates
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
- Cash Flow Monitoring
- Performance of daily processes to a high standard, to include:
- Data upload and exception investigation
- Governance over successful completion of processes
- Investigating compliance results
- Client daily reporting
- Daily data quality checking in Galaxy
- To ensure the highest standard of client relationship management, taking the lead on weekly and monthly calls and attending the quarterly call in line with Funds-Axis client governance policies, including periodic visits to client premises.
- To support quarterly AIFMD Annex IV reporting Filings to excellent standards and in accordance with the schedule set out by the Regulatory Reporting Team Lead.
- To ensure delivery of excellent customer service, including evidencing using workflow management tools in line with Funds-Axis policies
- Other
- Logging SDP issues logs/projects as appropriate and maintaining up-to-date reports.
- Ad hoc monthly data quality reviews
- Maintain up-to-date procurement documents for your clients
- Projects or other work as required
Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.
📌 Investment Compliance & Risk Analyst (New Delhi)
🏢 Funds-Axis
📍 New Delhi
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