Job Role Role Title : Compliance Officer

Location:
GIFT City, Gujarat

Experience:
5+ years Company Overview It is a private equity investment platform focused on the Indian mid-market. The firm was established to address the capital gap faced by promising Indian mid-market businesses and positions itself as a value-added investment partner, combining capital with operational capabilities to help portfolio companies scale. Role: A Compliance Officer at an AIF/Fund Management Entity in GIFT City is responsible for ensuring that the fund, investment manager and fund-related activities remain compliant with IFSCA regulations, SEBI requirements (where applicable), the fund’s PPM, and other regulatory obligations. IFSCA specifically requires FMEs to ensure appropriate disclosures and filings for fund/scheme documents, including the PPM.

Key responsibilities
• AIF/Fund Compliance: Monitor day-to-day compliance of AIF schemes with applicable IFSCA/SEBI regulations, circulars and guidelines.
• PPM – Private Placement Memorandum: Review and coordinate preparation/updation of PPM, ensuring required disclosures on fund structure, investors, strategy, risks, governance, fees and other terms are accurate.
• Regulatory Filings:



Coordinate periodic and event-based filings/reports with IFSCA, SEBI and other authorities, including maintaining compliance calendars and tracking deadlines. SEBI continues to prescribe specific AIF reporting requirements.
• Fund Compliance: Ensure compliance with fund documentation, investment restrictions, investor-related requirements, governance procedures and internal policies.
• Regulatory Updates: Track changes in SEBI AIF Regulations, IFSCA Fund Management Regulations and circulars, assess their impact and implement necessary changes.
• Investor/Stakeholder Compliance: Coordinate with fund managers, trustees/fiduciaries, legal counsel, administrators, auditors and investors on compliance matters.
• AML/KYC: Support monitoring of KYC, AML/CFT, investor onboarding and ongoing due diligence requirements. IFSCA places specific supervisory emphasis on AML/CFT compliance for FMEs.
• Audit & Inspections: Maintain compliance records and assist in regulatory inspections, internal audits and external audits.
• Breach/Exception Management: Identify compliance gaps, document breaches or exceptions and coordinate corrective actions.

📌 Compliance officer (India)
🏢 Zenith HR Solutions
📍 India