Global Head of Investment Compliance is a senior leadership role accountable for Controls Monitoring, Market Abuse Monitoring and covering the end-to-end investment compliance capability.
The capability includes client mandate interpretation, rule coding, pre- and post-trade monitoring, breach management, governance reporting, and continuous control enhancement across portfolios/funds managed by the Asset Management business.
Techno-functional leadership position, requiring solid buy-side asset management domain depth alongside the ability to shape and drive a up-to-date, scalable compliance monitoring and coding function (e.g., Aladdin and related ecosystems), market abuse monitoring, controls monitoring and partner effectively with global stakeholders.
Need overall 20+ years of experience with 15+ years’ experience in a buy-side asset management setting, with significant depth in investment compliance / guideline monitoring and breach governance.