KYC & Client Onboarding
Handle KYC verification and client onboarding for individual and corporate investors.
Verify PAN, Aadhaar, address proof, bank details and other required documents.
Ensure KYC compliance as per applicable regulatory requirements.
Coordinate with clients for pending or incomplete documentation.
Maintain accurate KYC records and ensure timely updates/re-KYC.
Security Master
Create and maintain security master data for bonds and other fixed-income securities.
Update ISIN, issuer details, coupon rate, maturity date, face value, credit rating, interest payment dates and other security attributes.
Verify security information against official/authorized sources.
Ensure accurate and timely updates of recent issuances,
corporate actions and changes in security details.
Operations / Back Office
Maintain transaction records, reports and reconciliation statements.
Assist in processing interest/coupon payments, maturity proceeds and other bond-related activities.
Ensure timely resolution of operational issues and maintain proper documentation.
Compliance & Controls
Follow internal SOPs and applicable regulatory guidelines.
Maintain accurate audit trails and operational records.
Identify discrepancies and escalate exceptions within defined timelines.